KELLOGG WEALTH ADVISORS, INC. PRIVACY NOTICE REGARDING CLIENT PRIVACY Maintaining the trust and confidence of our clients is a high priority. That is why we want you to understand how we protect your privacy when we collect and use information about you, and the steps that we take to safeguard that information. This notice is provided to you on behalf of Kellogg Wealth Advisors, Inc. Information We Collect: In connection with providing investment products, financial advice, or other services, we obtain non-public personal information about you, including: Information we receive from you on account applications, such as your address, date of birth, Social Security Number, occupation, financial goals, assets and income; Information about your transactions with us, our affiliates, or others; and Information received from credit or service bureaus or other third parties, such as your credit history or employment status. Categories of Information We Disclose: Categories of Parties to Whom We Disclose: To your authorized Registered Representative and his or her manager; To our parent companies or their affiliates, to the extent permitted by law; To entities that perform services for us or function on our behalf, including financial service providers, such as a clearing broker-dealer, investment company, or insurance company; To consumer reporting agencies, To third parties who perform services or marketing on our behalf; To your attorney, trustee or anyone else who represents you in a fiduciary capacity; To our attorneys, accountants or auditors; and To government entities or other third parties in response to subpoenas or other legal process as required by law or to comply with regulatory inquiries. How We Use Information: To protect your accounts from unauthorized access or identity theft; To process your requests such as securities purchases and sales; To establish or maintain an account with an unaffiliated third party, such as a clearing broker-dealer providing services to you and/or Kellogg Wealth Advisors, Inc.; To service your accounts, such as by issuing checks and account statements; To comply with Federal, State, and Self-Regulatory Organization requirements; To keep you informed about financial services of interest to you. Our Security Policy: Closed or Inactive Accounts: Complaint Notification: Changes to This Privacy Policy: